SunTrust Banks STIS Client Advisory Center (CAC) Investment Associate (Orlando, FL) in Orlando, Florida
Req ID: W453557
Job Description This position supports the team of Financial Advisor (Advisors) within the Client Advisory Center (CAC). It works closely with Advisor(s) to meet the needs and objectives of the client(s). Serves as primary point of intake for all operational requests from Advisor(s) and clients. Plays a key front-office role in interfacing with clients, handling time sensitive client requests such as trading and asset movements, directing and tracking new business referrals, opening new accounts, handling client forms and applications, research complex account problems, and supporting workload management. This position works closely with Centralized Support teams to ensure client and advisor requests are fulfilled in a timely manner and in Compliance with STIS policy and procedure. The position includes the ability utilize company tools and resources to help Advisor(s) with the growth of the CAC business and adapt to changes in process and system applications. Must comply with all compliance & risk management policies and procedures associated with the role. The IA role reports to the STIS Region Operations Manager while also under the direction of the CAC Division Executive. Qualifications Required: 4 years professional administrative experience, including 1 year of experience in the securities industry. Strong customer service and communication knowledge. Proficiency in brokerage desktop tools and procedures. The employee will have very strong written and oral communication skills, be detail oriented and able to juggle multiple priorities. FINRA Series 7, 63 and 65 (or 66).
Preferred: 3 years of experience in the financial services or securities industry. Life and Health Insurance license.
Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national originTo review the EEO Poster, copy and paste the following link into your browser: http://www1.eeoc.gov/employers/upload/eeocselfprintposter.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCPEEOSupplementFinalJRFQA_508c.pdf
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