SunTrust Banks Regional Operations Manager 2 or 3, SunTrust Investment Services (Richmond, VA) in Richmond, Virginia
Req ID: W452442
Job Description Reporting to the STIS Field Operations Manager, the STIS Regional Operations Manager 3 is responsible for managing the daily operations and duties of an STIS Division. The ROM 3 is responsible for supervising the activities of the licensed sales staff as well as training the region on compliance policies and new operational processes and procedures.
ROM 3s manage the region’s 10-25 support staff and coordinate with Human Resources on all related matters.
The position also handles operations issues and specialized operations functions for the region, working closely with SunTrust Investment Services management as appropriate. Accounts Payable processing monitoring of expenses/ budget and management of office administrative processes are also requirements.
ROMs are accountable for the onboarding and transition of new Advisors and their clients.
ROM 2 Minimum Requirements:
FINRA Series 7, 63/65 or 66, 24, 53 and Life, Health and Variable insurance licenses required. 5 years businesses experience with an emphasis in operations or administration. Must have supervisory experience or exhibit the ability to supervise.
Possess a minimum of 5 – 7 years businesses experience in retail brokerage with an emphasis in operations or administration.
ROM 3Minimum Requirements:
FINRA Series 7, 63/65 or 66, 24, 53 and Life, Health and Variable insurance licenses required. Employee will possess a bachelor’s degree and a minimum of 7 years business experience in a financial institution with an emphasis in operations or administration.
Possess a minimum of 7 – 9 years businesses experience in retail brokerage with an emphasis in operations or administration. Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national originTo review the EEO Poster, copy and paste the following link into your browser: http://www1.eeoc.gov/employers/upload/eeocselfprintposter.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCPEEOSupplementFinalJRFQA_508c.pdf
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